Access PersonΒΆ

The Access Person Module manages and maintenances access person broker accounts, pre-clearance requests, broker confirm transactions, access person holdings, and broker positions.

We category each transaction with an event type, as shown below.

Menu Event Type for transaction
Preclearance Pre-clearance request, Gift and Holding Adjustment.
Broker Confirm Broker Confirm and Broker Action.
Initial Holding Initial Holding.


All the data in the SimpleEPT is assigned to an Organization Unit. Users are authorized by combining the Organization Unit code with permission and roles. Users may be able to have full access to transaction in Organization Unit A, but have no access or limited access to the transaction in Organization Unit B. (Please see User security section Administration for details).