Employee Person Trade Compliance

Keep complaince with SEC Rule 17j-1, ICI recommendations and firm's code of ethics.

SimpleEPT Screenshot Tour

Access Person Pre-clearance request

Pre-clearance request by Access person.

Access person certification submission

Certification submitted by Access person

Access person holding and pesition

Holding and positionfor access person.

Rules - Detection Builder

Rules built with detection builder

For more information on SimpleEPT™ , please check the online documentation.